Search results
Results From The WOW.Com Content Network
The Series 4 exam — the Registered Options Principal Qualification Exam (OP) — assesses the competency of an entry-level principal to perform their job as a registered options principal.
To become registered, securities professionals must pass qualifying exams administered by FINRA to demonstrate their competence in the particular securities activities in which they will work. An individual must pass the exams prior to engaging in those areas of the business.
The Series 24 exam — the General Securities Principal Qualification Exam (GP) — assesses the competency of an entry-level principal to perform their job as a principal dependent on their corequisite registrations.
The Series 4 is a FINRA-sponsored licensing exam to become an options sales & trading supervisor.
Prepare for the Series 4 exam & pass on your first attempt with online study materials from industry leader, Kaplan Financial. Access prep packages now.
The Series 4 FINRA exam, also known as the registered options principal qualification examination (OP), is a pivotal securities license granting individuals the authority to supervise options sales and trading personnel.
The Series 7, 17, 37, 38, 42 or 62 can be used to meet the prerequisite of the Series 4 exam. All candidates must be sponsored by a FINRA member firm to take the Series 4 exam. How do I schedule my Series 4 exam?
The FINRA ® Series 4, Registered Options Principal Exam is designed to test a candidate’s knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts.
Key Points about FINRA Exams. FINRA exams are designed to test the knowledge and skills of securities professionals to confirm they can perform their duties in compliance with industry standards and regulations. Here are some key points you should know about them:
The Series 4 exam is the Registered Options Principal Qualification Examination. The exam is developed and maintained by the Financial Industry Regulatory Authority (FINRA). This content outline provides a comprehensive guide to the topics covered on the Series 4 exam.