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2. BrokerCheck - Find a broker, investment or financial advisor

   brokercheck.finra.org

   BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

3. About BrokerCheck - FINRA.org

   www.finra.org/.../investing/working-with-investment-professional/about-brokercheck

   BrokerCheck is a free tool from FINRA that can help you research the professional backgrounds of investment professionals, brokerage firms and investment adviser firms.

4. BrokerCheck Search Help - FINRA.org

   www.finra.org/.../about-brokercheck/search-help

   BrokerCheck Search Help. You may search BrokerCheck for an individual or firm by name, CRD/SEC number, employing firm (individual searches only) or zip code.

5. BrokerCheck FAQ - FINRA.org

   www.finra.org/.../working-with-investment-professional/about-brokercheck/faq

   You can verify that a brokerage firm is FINRA registered by checking the Registrations section of the firm's BrokerCheck report. Every brokerage firm on FINRA BrokerCheck is currently, or was previously, registered with FINRA or a national securities exchange.

6. Using BrokerCheck - Investor.gov

   www.investor.gov/.../working-investment-professional/using-brokercheck

   Details on a broker’s background and qualifications are available for free on FINRA’s BrokerCheck website. Using BrokerCheck, you can search for a brokerage firm or individual broker by name or registration number, and link to state regulators’ websites.

7. BrokerCheck: What It Is and How to Use It - NerdWallet

   www.nerdwallet.com/article/investing/brokercheck

   On BrokerCheck, you can find information about brokers who are currently registered with FINRA or a national securities exchange, as well as brokers whose registrations have been terminated.

8. FINRA BrokerCheck: What It Is and How to Use It - SmartAsset

   smartasset.com/investing/how-to-use-finra-brokercheck

   With FINRA BrokerCheck, you can research the licenses, work history and any legal or disciplinary disclosures of brokers.

9. What Is BrokerCheck? How Should You Use It? – Forbes Advisor

   www.forbes.com/advisor/investing/how-to-use-brokercheck

   BrokerCheck is a free online tool provided by the Financial Industry Regulatory Authority (FINRA). Investors can use it to research and verify the professional backgrounds of brokers, brokerage...

10. BrokerCheck - Find a broker, investment or financial advisor

    brokercheck.finra.org/terms

    BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.

11. FINRA BrokerCheck | Texas State Securities Board

    ssb.texas.gov/.../dealer-adviser-registration/finra-brokercheck

    Access BrokerCheck here. BrokerCheck is a free tool which is part of FINRA's ongoing efforts to help investors make informed choices about brokers and brokerage firms.