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  2. Series 6 exam - Wikipedia

    en.wikipedia.org/wiki/Series_6_Exam

    Series 6 exam. In the United States, the investment company products/variable life contracts representative exam, is commonly referred to as the Series 6 exam. Individuals passing this multiple choice exam are licensed to sell a limited set of securities products: Mutual funds. Closed-end funds on the initial offering only.

  3. Series 7 exam - Wikipedia

    en.wikipedia.org/wiki/Series_7_Exam

    The Series 7 is a three-hour, forty-five-minute exam. It is held in one four-hour session. There are 125 questions on the test. Candidates have to score at least 72% to pass. The SIE Exam and the Series 7 Exam are co-requisite exams. Average study time is between 80 and 150 hours depending on current financial knowledge.

  4. List of securities examinations - Wikipedia

    en.wikipedia.org/wiki/List_of_securities...

    Series 62 – Corporate Securities – Limited Representative Exam (Discontinued) Series 63 – Uniform Securities Agent State Law Exam *. Series 65 – Uniform Investment Adviser Law Exam *. Series 66 – Uniform Combined State Law Exam (Combined 63 and 65)*. Series 72 – Government Securities – Limited Representative.

  5. Series 6: Definition and Exam Information - AOL

    www.aol.com/news/series-6-definition-exam...

    From the Series 63 and Series 65 to Series 7, there are many different exams required for various roles within the financial services industry. Financial professionals who pass the Series 6

  6. List of standardized tests in the United States - Wikipedia

    en.wikipedia.org/wiki/List_of_standardized_tests...

    Principles and Practice of Engineering Exam the second of the two exams someone must pass to become a Professional Engineer Uniform Certified Public Accountant Examination Uniform Combined State Law Examination , more commonly called the Series 66 Exam, required by some U.S. states for state certification as both a securities agent and ...

  7. Uniform Securities Agent State Law Exam - Wikipedia

    en.wikipedia.org/wiki/Uniform_Securities_Agent...

    The examination is designed to qualify candidates as securities agents in the United States; nearly all states require individuals to pass the Series 63 as a condition of state registration. The Uniform Securities Agent State Law Examination consists of 65 multiple-choice questions. Applicants are allowed 75 minutes to complete the examination.

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