Search results
Results From The WOW.Com Content Network
The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings. At Investor.gov, the SEC provides investors with the resources to make informed investment decisions.
Search Filings. Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
About. The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC has up to five Commissioners appointed by the President on the ...
The Office of Public Affairs maintains SEC.gov and the agency's intranet with the ultimate goal of keeping the SEC transparent, relatable and accountable to taxpayers and employees alike. news @sec.gov 202-551-4120
Mission. At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives. Since our founding in 1934 at the height of the Great Depression, we have stayed true to our mission of protecting investors, maintaining fair, orderly, and efficient markets, and ...
The Electronic Data Gathering, Analysis and Retrieval (EDGAR) system is the primary way for companies and individuals to submit filings to the SEC in accord with the federal securities laws. EDGAR is available to accept filings from 6 a.m. to 10 p.m. ET weekdays (except federal holidays). Filings made outside of these times are processed the ...
Release No. Oct. 7, 2024. SEC Encourages Investors to Choose Their Information Sources Wisely During World Investor Week. 2024-163. Oct. 2, 2024. SEC Announces Departure of Enforcement Director Gurbir S. Grewal. 2024-162. Sept. 30, 2024. SEC Charges Independent Director and Ex-CEO of Church & Dwight With Concealing Close Friendship with Company ...
Select SEC and Market Data. May 14, 2024. Semiannual Management Report (May 2024) (PDF) May 1, 2024. Women and Minority-Owned Businesses in Regulation Crowdfunding Report (PDF) April 30, 2024. Report on Administrative Proceedings For the Period October 1, 2023, through March 31, 2024 (PDF) Special Studies. April 26, 2024.
The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D with the SEC. The Form D serves as a brief notice that provides information about the company and the offering.
For companies raising capital, the accredited investor definition largely determines who is in their pool of potential investors, and for investors whether they are eligible to invest in many early-stage companies. Many of the offering exemptions under the federal securities laws limit participation to accredited investors or contain ...